Unclaimed Profile

Jose Ramon Rodriguez

BANORTE ASSET MANAGEMENT, INC.·HOUSTON, Texas

SIE, Series 7, Series 24, Series 63, Series 65Clean record14 years registeredBANORTE ASSET MANAGEMENT, INC.

5075 WESTHEIMER, HOUSTON, TX 77056CRD# 4392639Firm CRD# 290555

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jose Ramon Rodriguez · HOUSTON, TX

Registration

CRD #4392639 · BANORTE ASSET MANAGEMENT, INC. · 14 years registered

Brand Profile

Not yet started

Career History

BINVESTING

Sep 2025 – present

BANORTE ASSET MANAGEMENT, INC.

Feb 2024 – present

PNC INVESTMENTS

Sep 2021 – Dec 2023

HOUSTON, TX

PNC MANAGED ACCOUNT SOLUTIONS, INC.

Jul 2021 – Sep 2021

Houston, TX

BBVA WEALTH SOLUTIONS INC.

Oct 2011 – Jun 2021

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 18, 2011

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BANORTE ASSET MANAGEMENT, INC.

CRD 290555 · SEC 801-114865

AUM

$218M

Regulatory assets under management

Employees

571 client accounts

Services offered by BANORTE ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BANORTE ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Jose Ramon Rodriguez offer?

Jose Ramon Rodriguez specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in HOUSTON, Texas for a consultation.

What are Jose Ramon Rodriguez's credentials?

Jose Ramon Rodriguez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jose Ramon Rodriguez located?

Jose Ramon Rodriguez is based in HOUSTON, Texas, working with BANORTE ASSET MANAGEMENT, INC.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Jose Ramon Rodriguez charge for services?

Jose Ramon Rodriguez's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BANORTE ASSET MANAGEMENT, INC.?

BANORTE ASSET MANAGEMENT, INC. has approximately 29 employees and manages $218M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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