Unclaimed Profile

John Charles Frey

KA FUND ADVISORS, LLC·HOUSTON, Texas

Series 7, Series 66Clean record21 years registeredKA FUND ADVISORS, LLC

717 TEXAS AVENUE, HOUSTON, TX 77002CRD# 2877371Firm CRD# 141037

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Charles Frey · HOUSTON, TX

Registration

CRD #2877371 · KA FUND ADVISORS, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KA FUND ADVISORS, LLC

KAYNE ANDERSON FUND ADVISORS, LLC

Dec 2019 – Nov 2023

LOS ANGELES, CA

KAYNE ANDERSON CAPITAL ADVISORS LP

Jan 2015 – Aug 2024

HOUSTON, TX

KA FUND ADVISORS, LLC

Sep 2006 – Aug 2024

HOUSTON, TX

KAYNE ANDERSON CAPITAL ADVISORS LP

Mar 2005 – Dec 2014

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · March 22, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KA FUND ADVISORS, LLC

CRD 141037 · SEC 801-67089

AUM

$2.4B

Regulatory assets under management

Employees

1 client accounts

Services offered by KA FUND ADVISORS, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at KA FUND ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does John Charles Frey offer?

John Charles Frey specializes in Investment Management, Fee-Only Advisory.

What are John Charles Frey's credentials?

John Charles Frey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Charles Frey located?

John Charles Frey is based in HOUSTON, Texas, last registered with KA FUND ADVISORS, LLC.

How does John Charles Frey charge for services?

John Charles Frey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KA FUND ADVISORS, LLC?

KA FUND ADVISORS, LLC has approximately 40 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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