Unclaimed Profile

James Pryor

DOLIVER ADVISORS, L.P.·HOUSTON, Texas

SIE, Series 7, Series 63CFPClean record6 years registeredDOLIVER ADVISORS, L.P.

6363 WOODWAY, HOUSTON, TX 77057CRD# 6264193Firm CRD# 106247

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Pryor · HOUSTON, TX

Registration

CRD #6264193 · DOLIVER ADVISORS, L.P. · 6 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DOLIVER ADVISORS, L.P.

DOLIVER ADVISORS, L.P.

Feb 2021 – Oct 2023

HOUSTON, TX

ALTRUVISTA LLC

Jul 2020 – Jan 2021

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · July 15, 2020

Years registered · 6

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DOLIVER ADVISORS, L.P.

CRD 106247 · SEC 801-44471

AUM

$565M

Regulatory assets under management

Employees

506 client accounts

Services offered by DOLIVER ADVISORS, L.P.

Per Form ADV

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at DOLIVER ADVISORS, L.P. →

Introduction

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Frequently Asked Questions

What services does James Pryor offer?

James Pryor specializes in Investment Management, Retirement Planning.

What are James Pryor's credentials?

James Pryor holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Pryor located?

James Pryor is based in HOUSTON, Texas, last registered with DOLIVER ADVISORS, L.P..

How does James Pryor charge for services?

James Pryor's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DOLIVER ADVISORS, L.P.?

DOLIVER ADVISORS, L.P. has approximately 12 employees and manages $565M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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