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James Christopher Pappas

JCP INVESTMENT MANAGEMENT, LLC·HOUSTON, Texas
Series 7, Series 63, Series 65Clean record17 years registeredJCP INVESTMENT MANAGEMENT, LLC
1177 WEST LOOP SOUTH, HOUSTON, TX 77027CRD# 4858317Firm CRD# 150635

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Christopher Pappas · HOUSTON, TX
Registration
CRD #4858317 · JCP INVESTMENT MANAGEMENT, LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

JCP INVESTMENT MANAGEMENT, LLC
Jan 2011 – present
JCP INVESTMENT MANAGEMENT, LLC
Jul 2009 – Dec 2010
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · July 31, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
JCP INVESTMENT MANAGEMENT, LLC
CRD 150635 · SEC 801-115037
AUM
$250M
Regulatory assets under management
Employees
5
20 client accounts
Services offered by JCP INVESTMENT MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at JCP INVESTMENT MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does James Christopher Pappas offer?
James Christopher Pappas specializes in Investment Management, Retirement Planning. Contact their office in HOUSTON, Texas for a consultation.
What are James Christopher Pappas's credentials?
James Christopher Pappas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Christopher Pappas located?
James Christopher Pappas is based in HOUSTON, Texas, working with JCP INVESTMENT MANAGEMENT, LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does James Christopher Pappas charge for services?
James Christopher Pappas's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JCP INVESTMENT MANAGEMENT, LLC?
JCP INVESTMENT MANAGEMENT, LLC has approximately 5 employees and manages $250M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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