Unclaimed Profile

Gerardo Arturo Chapa

GFS ADVISORS LLC·HOUSTON, Texas

SIE, Series 3, Series 5, Series 7, Series 15, Series 24, Series 55, Series 57TO, Series 6332 years registeredGFS ADVISORS LLC

1330 POST OAK BLVD., SUITE 2100, HOUSTON, TX 77056CRD# 1451790Firm CRD# 143110

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gerardo Arturo Chapa · HOUSTON, TX

Registration

CRD #1451790 · GFS ADVISORS LLC · 32 years registered

Brand Profile

Not yet started

Career History

GFS ADVISORS LLC

May 2007 – present

GLOBAL FINANCIAL SERVICES, LLC

Jul 1994 – Aug 2008

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 15

Series 24

Series 55

Series 57TO

Series 63

Registration record

First registered · July 12, 1994

Years registered · 32

Disclosure History

2008Customer Dispute·Settled

2005Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GFS ADVISORS LLC

CRD 143110 · SEC 801-67899

AUM

$2.9B

Regulatory assets under management

Employees

641 client accounts

Services offered by GFS ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GFS ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Gerardo Arturo Chapa offer?

Gerardo Arturo Chapa specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.

What are Gerardo Arturo Chapa's credentials?

Gerardo Arturo Chapa is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gerardo Arturo Chapa located?

Gerardo Arturo Chapa is based in HOUSTON, Texas, working with GFS ADVISORS LLC. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.

How does Gerardo Arturo Chapa charge for services?

Gerardo Arturo Chapa's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GFS ADVISORS LLC?

GFS ADVISORS LLC has approximately 11 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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