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Christopher David Wallis

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.·HOUSTON, Texas
Series 63Clean record23 years registeredVAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
600 TRAVIS, SUITE 3800, HOUSTON, TX 77002-3071CRD# 3103840Firm CRD# 106975

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher David Wallis · HOUSTON, TX
Registration
CRD #3103840 · VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. · 23 years registered
Brand Profile
Not yet started
01

Career History

VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
Nov 2002 – present
VAUGHAN NELSON TRUST COMPANY
Dec 2002 – Mar 2014
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
Series 63
Registration record
First registered · November 12, 2002
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
CRD 106975 · SEC 801-51795
AUM
$14.7B
Regulatory assets under management
Employees
47
432 client accounts
Services offered by VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. →
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05

Frequently Asked Questions

What services does Christopher David Wallis offer?
Christopher David Wallis specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in HOUSTON, Texas for a consultation.
What are Christopher David Wallis's credentials?
Christopher David Wallis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher David Wallis located?
Christopher David Wallis is based in HOUSTON, Texas, working with VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.. Their office serves clients in the HOUSTON metropolitan area and surrounding communities.
How does Christopher David Wallis charge for services?
Christopher David Wallis's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.?
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. has approximately 47 employees and manages $14.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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