Unclaimed Profile

Charlotte Marie Jungen

GOODMAN FINANCIAL CORPORATION·HOUSTON, Texas

Series 7, Series 66Clean record22 years registeredGOODMAN FINANCIAL CORPORATION

5177 RICHMOND AVENUE, HOUSTON, TX 77056CRD# 4452180Firm CRD# 114637

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charlotte Marie Jungen · HOUSTON, TX

Registration

CRD #4452180 · GOODMAN FINANCIAL CORPORATION · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GOODMAN FINANCIAL CORPORATION

GOODMAN FINANCIAL CORPORATION

Oct 2013 – Jun 2026

HOUSTON, TX

1ST GLOBAL ADVISORS INC

Jan 2004 – Sep 2013

BEAUMONT, TX

EKC FINANCIAL GROUP, L.L.P.

Jan 2004 – Dec 2008

BEAUMONT, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · January 22, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GOODMAN FINANCIAL CORPORATION

CRD 114637 · SEC 801-61260

AUM

$699M

Regulatory assets under management

Employees

781 client accounts

Services offered by GOODMAN FINANCIAL CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at GOODMAN FINANCIAL CORPORATION →

Introduction

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Frequently Asked Questions

What services does Charlotte Marie Jungen offer?

Charlotte Marie Jungen specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Charlotte Marie Jungen's credentials?

Charlotte Marie Jungen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charlotte Marie Jungen located?

Charlotte Marie Jungen is based in HOUSTON, Texas, last registered with GOODMAN FINANCIAL CORPORATION.

How does Charlotte Marie Jungen charge for services?

Charlotte Marie Jungen's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOODMAN FINANCIAL CORPORATION?

GOODMAN FINANCIAL CORPORATION has approximately 24 employees and manages $699M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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