Unclaimed Profile

Adam Ellsworth Daley

ELDA RIVER CAPITAL MANAGEMENT, LLC·HOUSTON, Texas

Series 7, Series 63Clean record9 years registeredELDA RIVER CAPITAL MANAGEMENT, LLC

1400 POST OAK BOULEVARD, HOUSTON, TX 77056CRD# 4016592Firm CRD# 326859

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Adam Ellsworth Daley · HOUSTON, TX

Registration

CRD #4016592 · ELDA RIVER CAPITAL MANAGEMENT, LLC · 9 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ELDA RIVER CAPITAL MANAGEMENT, LLC

MAGNETAR FINANCIAL LLC

May 2020 – Dec 2022

Houston, TX

MAGNETAR FINANCIAL LLC

Jul 2017 – Dec 2019

Houston, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · July 18, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ELDA RIVER CAPITAL MANAGEMENT, LLC

CRD 326859 · SEC 801-129143

AUM

$1.6B

Regulatory assets under management

Employees

13 client accounts

Services offered by ELDA RIVER CAPITAL MANAGEMENT, LLC

Per Form ADV

Pension consulting

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at ELDA RIVER CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Adam Ellsworth Daley offer?

Adam Ellsworth Daley specializes in Retirement Planning.

What are Adam Ellsworth Daley's credentials?

Adam Ellsworth Daley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Adam Ellsworth Daley located?

Adam Ellsworth Daley is based in HOUSTON, Texas, last registered with ELDA RIVER CAPITAL MANAGEMENT, LLC.

How does Adam Ellsworth Daley charge for services?

Adam Ellsworth Daley's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ELDA RIVER CAPITAL MANAGEMENT, LLC?

ELDA RIVER CAPITAL MANAGEMENT, LLC has approximately 15 employees and manages $1.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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