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John Lee Tippit

TRB WEALTH MANAGEMENT, LLC·HARLINGEN, Texas
Series 7, Series 24, Series 53, Series 66, Series 99TOClean record14 years registeredTRB WEALTH MANAGEMENT, LLC
6770 WEST I-2 (EXPRESSWAY 83), HARLINGEN, TX 78552CRD# 5809446Firm CRD# 309370

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Lee Tippit · HARLINGEN, TX
Registration
CRD #5809446 · TRB WEALTH MANAGEMENT, LLC · 14 years registered
Brand Profile
Not yet started
01

Career History

TRB WEALTH MANAGEMENT, LLC
Jul 2020 – present
OBS FINANCIAL
Oct 2016 – Mar 2021
McAllen, TX
CREDIT SUISSE SECURITIES (USA) LLC
Oct 2011 – Aug 2015
HOUSTON, TX
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 53
Series 66
Series 99TO
Registration record
First registered · October 10, 2011
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TRB WEALTH MANAGEMENT, LLC
CRD 309370 · SEC 801-119035
AUM
$1.2B
Regulatory assets under management
Employees
15
1,460 client accounts
Services offered by TRB WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TRB WEALTH MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does John Lee Tippit offer?
John Lee Tippit specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HARLINGEN, Texas for a consultation.
What are John Lee Tippit's credentials?
John Lee Tippit is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Lee Tippit located?
John Lee Tippit is based in HARLINGEN, Texas, working with TRB WEALTH MANAGEMENT, LLC. Their office serves clients in the HARLINGEN metropolitan area and surrounding communities.
How does John Lee Tippit charge for services?
John Lee Tippit's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRB WEALTH MANAGEMENT, LLC?
TRB WEALTH MANAGEMENT, LLC has approximately 15 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TRB WEALTH MANAGEMENT, LLC

Linda Lorraine Roberts
HARLINGEN, TX
Robert Raimond Farris
HARLINGEN, TX
Benjamin Adam Fedorko
HOUSTON, TX
Brian Cafferky
HOUSTON, TX

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Research
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