Unclaimed Profile

James Franklin Forrester

JAMES FRANKLIN FORRESTER, JR.·GRAPEVINE, Texas

Series 6, Series 22, Series 6314 years registeredJAMES FRANKLIN FORRESTER, JR.

1111 MAIN STREET, SUITE 101, GRAPEVINE, TX 76051CRD# 1016330Firm CRD# 114347

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Franklin Forrester · GRAPEVINE, TX

Registration

CRD #1016330 · JAMES FRANKLIN FORRESTER, JR. · 14 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: JAMES FRANKLIN FORRESTER, JR.

FORRESTER FINANCIAL ADVISORS

May 2012 – Jul 2017

FRISCO, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Registration record

First registered · May 2, 2012

Years registered · 14

Disclosure History

2016Customer Dispute·Settled

2002Regulatory·Final

1996Employment Separation After Allegations

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

JAMES FRANKLIN FORRESTER, JR.

CRD 114347 · SEC 801-68682

AUM

$38M

Regulatory assets under management

Employees

104 client accounts

Services offered by JAMES FRANKLIN FORRESTER, JR.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JAMES FRANKLIN FORRESTER, JR. →

Introduction

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Frequently Asked Questions

What services does James Franklin Forrester offer?

James Franklin Forrester specializes in Financial Planning, Investment Management.

What are James Franklin Forrester's credentials?

James Franklin Forrester is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Franklin Forrester located?

James Franklin Forrester is based in GRAPEVINE, Texas, last registered with JAMES FRANKLIN FORRESTER, JR..

How does James Franklin Forrester charge for services?

James Franklin Forrester's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JAMES FRANKLIN FORRESTER, JR.?

JAMES FRANKLIN FORRESTER, JR. has approximately 1 employees and manages $38M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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