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James Emory Poe

JIM POE AND ASSOCIATES INC.·FT. WORTH, Texas
Series 62, Series 63, Series 6520 years registeredJIM POE AND ASSOCIATES INC.
6040 CAMP BOWIE BLVD. SUITE 3, FT. WORTH, TX 76116CRD# 5085362Firm CRD# 140232

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Emory Poe · FT. WORTH, TX
Registration
CRD #5085362 · JIM POE AND ASSOCIATES INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: JIM POE AND ASSOCIATES INC.
BROOKSTONE CAPITAL MANAGEMENT LLC
Jun 2007 – Jul 2008
FORT WORTH, TX
JIM POE & ASSOCIATES, INC.
Aug 2006 – Apr 2016
FT. WORTH, TX
KALOS MANAGEMENT
Mar 2006 – Aug 2006
FORT WORTH, TX
02

Registrations & Exams

FINRA examinations passed
Series 62
Series 63
Series 65
Registration record
First registered · March 13, 2006
Years registered · 20
03

Disclosure History

2016Regulatory·Final
2014Regulatory·Final
2013Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
JIM POE AND ASSOCIATES INC.
CRD 140232 · SEC 801-71822
AUM
$43M
Regulatory assets under management
Employees
6
375 client accounts
Services offered by JIM POE AND ASSOCIATES INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at JIM POE AND ASSOCIATES INC. →
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05

Frequently Asked Questions

What services does James Emory Poe offer?
James Emory Poe specializes in Financial Planning, Investment Management.
What are James Emory Poe's credentials?
James Emory Poe is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Emory Poe located?
James Emory Poe is based in FT. WORTH, Texas, last registered with JIM POE AND ASSOCIATES INC..
How does James Emory Poe charge for services?
James Emory Poe's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JIM POE AND ASSOCIATES INC.?
JIM POE AND ASSOCIATES INC. has approximately 6 employees and manages $43M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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