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Kenneth Sloan Gunter

HIGHCREST CAPITAL, LLC·FREDRICKSBURG, Texas
SIE, Series 7, Series 63, Series 6523 years registeredHIGHCREST CAPITAL, LLC
208 S. LLANO ST., FREDRICKSBURG, TX 78624CRD# 1602949Firm CRD# 291007

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kenneth Sloan Gunter · FREDRICKSBURG, TX
Registration
CRD #1602949 · HIGHCREST CAPITAL, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

HIGHCREST CAPITAL, LLC
Jun 2019 – present
IMS FINANCIAL ADVISORS, INC.
Jul 2014 – Feb 2015
FREDERICKSBURG, TX
CITISTREET FINANCIAL SERVICES LLC
Jan 2005 – Jul 2005
IRVING, TX
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Oct 2002 – Jan 2005
FREDERICKSBURG, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · October 28, 2002
Years registered · 23
03

Disclosure History

2012Regulatory·Final
2010Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
HIGHCREST CAPITAL, LLC
CRD 291007 · SEC 801-115154
AUM
$667M
Regulatory assets under management
Employees
19
2 client accounts
Services offered by HIGHCREST CAPITAL, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at HIGHCREST CAPITAL, LLC →
Introduction

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05

Frequently Asked Questions

What services does Kenneth Sloan Gunter offer?
Kenneth Sloan Gunter specializes in Retirement Planning. Contact their office in FREDRICKSBURG, Texas for a consultation.
What are Kenneth Sloan Gunter's credentials?
Kenneth Sloan Gunter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kenneth Sloan Gunter located?
Kenneth Sloan Gunter is based in FREDRICKSBURG, Texas, working with HIGHCREST CAPITAL, LLC. Their office serves clients in the FREDRICKSBURG metropolitan area and surrounding communities.
How does Kenneth Sloan Gunter charge for services?
Kenneth Sloan Gunter's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HIGHCREST CAPITAL, LLC?
HIGHCREST CAPITAL, LLC has approximately 19 employees and manages $667M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
DALLAS (832)HOUSTON (806)AUSTIN (497)SAN ANTONIO (225)FORT WORTH (165)PLANO (117)THE WOODLANDS (73)ADDISON (38)FRISCO (30)IRVING (30)
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