Unclaimed Profile

Ricky Lee Grunden

GRUNDEN FINANCIAL ADVISORY, INC.·DENTON, Texas

Series 6, Series 7, Series 22, Series 63Clean record23 years registeredGRUNDEN FINANCIAL ADVISORY, INC.

515 SOUTH CARROLL BLVD, DENTON, TX 76201CRD# 1028049Firm CRD# 111595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ricky Lee Grunden · DENTON, TX

Registration

CRD #1028049 · GRUNDEN FINANCIAL ADVISORY, INC. · 23 years registered

Brand Profile

Not yet started

Career History

ALLWORTH FINANCIAL, L.P.

Jan 2026 – present

GRUNDEN FINANCIAL ADVISORY, INC.

Mar 2012 – Jan 2026

DENTON, TX

GRUNDEN FINANCIAL ADVISORY, INC.

Feb 2003 – Dec 2011

DENTON, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 63

Registration record

First registered · February 21, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GRUNDEN FINANCIAL ADVISORY, INC.

CRD 111595 · SEC 801-58252

AUM

$365M

Regulatory assets under management

Employees

833 client accounts

Services offered by GRUNDEN FINANCIAL ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GRUNDEN FINANCIAL ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Ricky Lee Grunden offer?

Ricky Lee Grunden specializes in Financial Planning, Investment Management. Contact their office in DENTON, Texas for a consultation.

What are Ricky Lee Grunden's credentials?

Ricky Lee Grunden is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ricky Lee Grunden located?

Ricky Lee Grunden is based in DENTON, Texas, working with GRUNDEN FINANCIAL ADVISORY, INC.. Their office serves clients in the DENTON metropolitan area and surrounding communities.

How does Ricky Lee Grunden charge for services?

Ricky Lee Grunden's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRUNDEN FINANCIAL ADVISORY, INC.?

GRUNDEN FINANCIAL ADVISORY, INC. has approximately 6 employees and manages $365M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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