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Thomas Joseph Surgent

HIGHLAND CAPITAL MANAGEMENT, L.P.·DALLAS, Texas
HIGHLAND CAPITAL MANAGEMENT, L.P.
100 CRESCENT COURT, DALLAS, TX 75201CRD# 5983586Firm CRD# 110126

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Surgent · DALLAS, TX
Registration
CRD #5983586 · HIGHLAND CAPITAL MANAGEMENT, L.P.
Brand Profile
Not yet started
Disclosure history
3 disclosures on file · See FINRA BrokerCheck for full record
01

About

Thomas Joseph Surgent is a registered financial advisor based in DALLAS, Texas, affiliated with HIGHLAND CAPITAL MANAGEMENT, L.P.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Wealth Management
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
HIGHLAND CAPITAL MANAGEMENT, L.P.
HIGHLAND CAPITAL MANAGEMENT, L.P.
AUM
$127M
Regulatory assets under management
Employees
12
Total firm employees
View all advisors at HIGHLAND CAPITAL MANAGEMENT, L.P. →
Services
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5983586
Firm CRD# 110126
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Joseph Surgent offer?
Thomas Joseph Surgent specializes in Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Thomas Joseph Surgent's credentials?
Thomas Joseph Surgent is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Surgent located?
Thomas Joseph Surgent is based in DALLAS, Texas, working with HIGHLAND CAPITAL MANAGEMENT, L.P.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Thomas Joseph Surgent charge for services?
Thomas Joseph Surgent's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HIGHLAND CAPITAL MANAGEMENT, L.P.?
HIGHLAND CAPITAL MANAGEMENT, L.P. has approximately 12 employees and manages $127M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HIGHLAND CAPITAL MANAGEMENT, L.P.

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John William Honis
DALLAS, TX
Grant James Scott
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Amit Kumar Walia
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Gregory John Stuecheli
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John Stephen Dubel
DALLAS, TX

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Research
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