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Thomas Joseph Anzalone

SMITH GROUP ASSET MANAGEMENT, LLC·DALLAS, Texas
SIE, Series 27, Series 99TOClean recordSMITH GROUP ASSET MANAGEMENT, LLC
100 CRESCENT COURT, DALLAS, TX 75201CRD# 1161513Firm CRD# 313265

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Joseph Anzalone · DALLAS, TX
Registration
CRD #1161513 · SMITH GROUP ASSET MANAGEMENT, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
SMITH GROUP ASSET MANAGEMENT, LLC
CRD 313265 · SEC 801-120777
AUM
$2.0B
Regulatory assets under management
Employees
15
717 client accounts
Services offered by SMITH GROUP ASSET MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at SMITH GROUP ASSET MANAGEMENT, LLC →
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Frequently Asked Questions

What services does Thomas Joseph Anzalone offer?
Thomas Joseph Anzalone specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in DALLAS, Texas for a consultation.
What are Thomas Joseph Anzalone's credentials?
Thomas Joseph Anzalone is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Joseph Anzalone located?
Thomas Joseph Anzalone is based in DALLAS, Texas, working with SMITH GROUP ASSET MANAGEMENT, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Thomas Joseph Anzalone charge for services?
Thomas Joseph Anzalone's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH GROUP ASSET MANAGEMENT, LLC?
SMITH GROUP ASSET MANAGEMENT, LLC has approximately 15 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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