Unclaimed Profile

Stephen Spencer Smith

SMITH ASSET MANAGEMENT GROUP LP·DALLAS, Texas

Series 65Clean record25 years registeredSMITH ASSET MANAGEMENT GROUP LP

100 CRESCENT COURT, DALLAS, TX 75201CRD# 2669311Firm CRD# 106301

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Spencer Smith · DALLAS, TX

Registration

CRD #2669311 · SMITH ASSET MANAGEMENT GROUP LP · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SMITH ASSET MANAGEMENT GROUP LP

DISCOVERY MANAGEMENT, LTD.

Oct 2000 – Nov 2006

DALLAS, TX

SMITH GROUP ASSET MANAGEMENT

Oct 2000 – Jul 2026

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · October 5, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH ASSET MANAGEMENT GROUP LP

CRD 106301 · SEC 801-50835

AUM

$122M

Regulatory assets under management

Employees

2 client accounts

Services offered by SMITH ASSET MANAGEMENT GROUP LP

Per Form ADV

Selection of other advisers

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Introduction

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Frequently Asked Questions

What services does Stephen Spencer Smith offer?

Stephen Spencer Smith specializes in Wealth Management, Fee-Only Advisory.

What are Stephen Spencer Smith's credentials?

Stephen Spencer Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Spencer Smith located?

Stephen Spencer Smith is based in DALLAS, Texas, last registered with SMITH ASSET MANAGEMENT GROUP LP.

How does Stephen Spencer Smith charge for services?

Stephen Spencer Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH ASSET MANAGEMENT GROUP LP?

SMITH ASSET MANAGEMENT GROUP LP has approximately 14 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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