Unclaimed Profile

Stephen Anthony Batman

1ST GLOBAL ADVISORS INC·DALLAS, Texas

SIE, Series 7, Series 24, Series 27, Series 63, Series 65Clean record34 years registered1ST GLOBAL ADVISORS INC

12750 MERIT DRIVE, DALLAS, TX 75251CRD# 1678685Firm CRD# 111133

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Anthony Batman · DALLAS, TX

Registration

CRD #1678685 · 1ST GLOBAL ADVISORS INC · 34 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: 1ST GLOBAL ADVISORS INC

1ST GLOBAL ADVISORS INC

May 2019 – Oct 2019

DALLAS, TX

1ST GLOBAL ADVISORS INC

Jun 1992 – May 2019

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · June 2, 1992

Years registered · 34

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

1ST GLOBAL ADVISORS INC

CRD 111133 · SEC 801-41517

AUM

$10.8B

Regulatory assets under management

Employees

976

30,580 client accounts

Services offered by 1ST GLOBAL ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at 1ST GLOBAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Stephen Anthony Batman offer?

Stephen Anthony Batman specializes in Financial Planning, Investment Management, Wealth Management.

What are Stephen Anthony Batman's credentials?

Stephen Anthony Batman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Anthony Batman located?

Stephen Anthony Batman is based in DALLAS, Texas, last registered with 1ST GLOBAL ADVISORS INC.

How does Stephen Anthony Batman charge for services?

Stephen Anthony Batman's firm is compensated through percentage of aum, subscription fees, other: financial planning fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 1ST GLOBAL ADVISORS INC?

1ST GLOBAL ADVISORS INC has approximately 976 employees and manages $10.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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