Unclaimed Profile

Stanley Sangwon Bae

RGT CAPITAL MANAGEMENT, LTD.·DALLAS, Texas

Series 7, Series 63CFP12 years registeredRGT CAPITAL MANAGEMENT, LTD.

5950 SHERRY LANE, STE. 600, DALLAS, TX 75225CRD# 2420510Firm CRD# 104953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stanley Sangwon Bae · DALLAS, TX

Registration

CRD #2420510 · RGT CAPITAL MANAGEMENT, LTD. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RGT CAPITAL MANAGEMENT, LTD.

RGT WEALTH ADVISORS

Mar 2014 – Mar 2016

IRVINE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · March 21, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

2019Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RGT WEALTH ADVISORS, LLC

CRD 104953 · SEC 801-27090

AUM

$5.8B

Regulatory assets under management

Employees

4,575 client accounts

Services offered by RGT WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at RGT WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Stanley Sangwon Bae offer?

Stanley Sangwon Bae specializes in Financial Planning, Investment Management, Retirement Planning.

What are Stanley Sangwon Bae's credentials?

Stanley Sangwon Bae holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Stanley Sangwon Bae located?

Stanley Sangwon Bae is based in DALLAS, Texas, last registered with RGT CAPITAL MANAGEMENT, LTD..

How does Stanley Sangwon Bae charge for services?

Stanley Sangwon Bae's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RGT CAPITAL MANAGEMENT, LTD.?

RGT CAPITAL MANAGEMENT, LTD. has approximately 68 employees and manages $5.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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