Unclaimed Profile

Spencer Dean Mcgowan

MCGOWAN GROUP ASSET MANAGEMENT, INC.·DALLAS, Texas

SIE, Series 3, Series 7, Series 9, Series 10, Series 63, Series 6525 years registeredMCGOWAN GROUP ASSET MANAGEMENT, INC.

300 CRESCENT COURT, DALLAS, TX 75201CRD# 1546977Firm CRD# 154127

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Spencer Dean Mcgowan · DALLAS, TX

Registration

CRD #1546977 · MCGOWAN GROUP ASSET MANAGEMENT, INC. · 25 years registered

Brand Profile

Not yet started

Career History

MCGOWAN GROUP ASSET MANAGEMENT, INC.

Aug 2010 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Oct 2009 – Aug 2010

DALLAS, TX

WELLS FARGO ADVISORS, LLC

Feb 2001 – Oct 2009

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 10

Series 63

Series 65

Registration record

First registered · February 16, 2001

Years registered · 25

Disclosure History

2013Customer Dispute·Award / Judgment

2008Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MCGOWAN GROUP ASSET MANAGEMENT, INC.

CRD 154127 · SEC 801-71582

AUM

$838M

Regulatory assets under management

Employees

2,001 client accounts

Services offered by MCGOWAN GROUP ASSET MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MCGOWAN GROUP ASSET MANAGEMENT, INC. →

Introduction

Speak with Spencer

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Spencer is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DALLAS?

Browse all registered financial advisors in DALLAS, Texas or claim this profile if it's yours.

Browse DALLAS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Spencer Dean Mcgowan offer?

Spencer Dean Mcgowan specializes in Investment Management, Fee-Only Advisory. Contact their office in DALLAS, Texas for a consultation.

What are Spencer Dean Mcgowan's credentials?

Spencer Dean Mcgowan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Spencer Dean Mcgowan located?

Spencer Dean Mcgowan is based in DALLAS, Texas, working with MCGOWAN GROUP ASSET MANAGEMENT, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Spencer Dean Mcgowan charge for services?

Spencer Dean Mcgowan's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MCGOWAN GROUP ASSET MANAGEMENT, INC.?

MCGOWAN GROUP ASSET MANAGEMENT, INC. has approximately 10 employees and manages $838M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →