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Mary Ann Dunda

HILLTOP SECURITIES ASSET MANAGEMENT, LLC·DALLAS, Texas
SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record3 years registeredHILLTOP SECURITIES ASSET MANAGEMENT, LLC
717 N. HARWOOD STREET, DALLAS, TX 75201CRD# 4548670Firm CRD# 110760

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mary Ann Dunda · DALLAS, TX
Registration
CRD #4548670 · HILLTOP SECURITIES ASSET MANAGEMENT, LLC · 3 years registered
Brand Profile
Not yet started
01

Career History

HILLTOP SECURITIES ASSET MANAGEMENT, LLC
Jan 2023 – present
HILLTOP SECURITIES INC.
Jan 2023 – May 2025
Dallas, TX
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 52TO
Series 53
Series 63
Series 66
Registration record
First registered · January 1, 2023
Years registered · 3
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HILLTOP SECURITIES ASSET MANAGEMENT, LLC
CRD 110760 · SEC 801-40189
AUM
$27.2B
Regulatory assets under management
Employees
29
51 client accounts
Services offered by HILLTOP SECURITIES ASSET MANAGEMENT, LLC
Per Form ADV
Selection of other advisers
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Nonprofits & Foundations
View all advisors at HILLTOP SECURITIES ASSET MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Mary Ann Dunda offer?
Mary Ann Dunda specializes in Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Mary Ann Dunda's credentials?
Mary Ann Dunda is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mary Ann Dunda located?
Mary Ann Dunda is based in DALLAS, Texas, working with HILLTOP SECURITIES ASSET MANAGEMENT, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Mary Ann Dunda charge for services?
Mary Ann Dunda's firm is compensated through percentage of aum, hourly charges, subscription fees, other: fixed transaction fee based on a contractual fee schedule. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HILLTOP SECURITIES ASSET MANAGEMENT, LLC?
HILLTOP SECURITIES ASSET MANAGEMENT, LLC has approximately 29 employees and manages $27.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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