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Laurie Litherland Dotter

TRANSWESTERN INVESTMENT MANAGEMENT, LLC·DALLAS, Texas
Clean record14 years registeredTRANSWESTERN INVESTMENT MANAGEMENT, LLC
8235 DOUGLAS AVENUE, DALLAS, TX 75225CRD# 6010392Firm CRD# 159520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Laurie Litherland Dotter · DALLAS, TX
Registration
CRD #6010392 · TRANSWESTERN INVESTMENT MANAGEMENT, LLC · 14 years registered
Brand Profile
Not yet started
01

Career History

TRANSWESTERN INVESTMENTS
Apr 2012 – present
02

Registrations & Exams

Registration record
First registered · April 13, 2012
Years registered · 14
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TRANSWESTERN INVESTMENT MANAGEMENT, LLC
CRD 159520 · SEC 801-76546
AUM
$4.0B
Regulatory assets under management
Employees
31
10 client accounts
Services offered by TRANSWESTERN INVESTMENT MANAGEMENT, LLC
Per Form ADV
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at TRANSWESTERN INVESTMENT MANAGEMENT, LLC →
Introduction

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05

Frequently Asked Questions

What services does Laurie Litherland Dotter offer?
Laurie Litherland Dotter specializes in Retirement Planning, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Laurie Litherland Dotter's credentials?
Laurie Litherland Dotter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Laurie Litherland Dotter located?
Laurie Litherland Dotter is based in DALLAS, Texas, working with TRANSWESTERN INVESTMENT MANAGEMENT, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Laurie Litherland Dotter charge for services?
Laurie Litherland Dotter's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: acquisition fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRANSWESTERN INVESTMENT MANAGEMENT, LLC?
TRANSWESTERN INVESTMENT MANAGEMENT, LLC has approximately 31 employees and manages $4.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Collin Keith Comer
DALLAS, TX

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