Unclaimed Profile

Kevin Lee Caldwell

SHAMROCK ASSET MANAGEMENT LLC·DALLAS, Texas

SHAMROCK ASSET MANAGEMENT LLC

14643 DALLAS PARKWAY, DALLAS, TX 75254-8857CRD# 4658930Firm CRD# 108125

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Lee Caldwell · DALLAS, TX

Registration

CRD #4658930 · SHAMROCK ASSET MANAGEMENT LLC

Brand Profile

Not yet started

Disclosure history

3 disclosures on file · See FINRA BrokerCheck for full record

About

Kevin Lee Caldwell is a registered financial advisor based in DALLAS, Texas, affiliated with SHAMROCK ASSET MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Introduction

Speak with Kevin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kevin is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

SHAMROCK ASSET MANAGEMENT LLC

AUM

$177M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SHAMROCK ASSET MANAGEMENT LLC →

Services

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 4658930

Firm CRD# 108125

View on FINRA BrokerCheck →

Looking for a financial advisor in DALLAS?

Browse all registered financial advisors in DALLAS, Texas or claim this profile if it's yours.

Browse DALLAS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kevin Lee Caldwell offer?

Kevin Lee Caldwell specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DALLAS, Texas for a consultation.

What are Kevin Lee Caldwell's credentials?

Kevin Lee Caldwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Lee Caldwell located?

Kevin Lee Caldwell is based in DALLAS, Texas, working with SHAMROCK ASSET MANAGEMENT LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does Kevin Lee Caldwell charge for services?

Kevin Lee Caldwell's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHAMROCK ASSET MANAGEMENT LLC?

SHAMROCK ASSET MANAGEMENT LLC has approximately 5 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →