Unclaimed Profile

James Neal Whiddon

JWA FINANCIAL GROUP, INC.·DALLAS, Texas

Series 6, Series 7, Series 63, Series 65Clean record27 years registeredJWA FINANCIAL GROUP, INC.

6200 LBJ FREEWAY, DALLAS, TX 75240CRD# 1632867Firm CRD# 114646

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Neal Whiddon · DALLAS, TX

Registration

CRD #1632867 · JWA FINANCIAL GROUP, INC. · 27 years registered

Brand Profile

Not yet started

Career History

EVIDENCE WEALTH, LLC

Jul 2021 – present

BUCKINGHAM STRATEGIC WEALTH, LLC

Jul 2013 – Aug 2021

DALLAS, TX

JWA FINANCIAL GROUP, INC.

Dec 1998 – Oct 2013

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · December 14, 1998

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JWA FINANCIAL GROUP, INC.

CRD 114646 · SEC 801-61361

AUM

$380M

Regulatory assets under management

Employees

795 client accounts

Services offered by JWA FINANCIAL GROUP, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JWA FINANCIAL GROUP, INC. →

Introduction

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Frequently Asked Questions

What services does James Neal Whiddon offer?

James Neal Whiddon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DALLAS, Texas for a consultation.

What are James Neal Whiddon's credentials?

James Neal Whiddon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Neal Whiddon located?

James Neal Whiddon is based in DALLAS, Texas, working with JWA FINANCIAL GROUP, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does James Neal Whiddon charge for services?

James Neal Whiddon's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JWA FINANCIAL GROUP, INC.?

JWA FINANCIAL GROUP, INC. has approximately 8 employees and manages $380M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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