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James F Clingman

TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.·DALLAS, Texas
SIE, Series 7, Series 24, Series 53, Series 63, Series 79Clean recordTEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.
2000 MCKINNEY AVENUE, DALLAS, TX 75201CRD# 2196124Firm CRD# 298422

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James F Clingman · DALLAS, TX
Registration
CRD #2196124 · TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 53
Series 63
Series 79
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.
CRD 298422 · SEC 801-114364
AUM
$3.4B
Regulatory assets under management
Employees
97
1,868 client accounts
Services offered by TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
View all advisors at TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC. →
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04

Frequently Asked Questions

What services does James F Clingman offer?
James F Clingman specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DALLAS, Texas for a consultation.
What are James F Clingman's credentials?
James F Clingman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James F Clingman located?
James F Clingman is based in DALLAS, Texas, working with TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does James F Clingman charge for services?
James F Clingman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.?
TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC. has approximately 97 employees and manages $3.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TEXAS CAPITAL BANK WEALTH MANAGEMENT SERVICES, INC.

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David H Lucas
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James Steven Orr
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John W Cummings
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John Christopher Sarvadi
DALLAS, TX

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Research
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