Unclaimed Profile

James Bradley Carroll

CAMBRIDGE LEGACY ADVISORS, INC.·DALLAS, Texas

Series 65Clean record16 years registeredCAMBRIDGE LEGACY ADVISORS, INC.

15660 N. DALLAS PARKWAY, DALLAS, TX 75248CRD# 5683655Firm CRD# 119558

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Bradley Carroll · DALLAS, TX

Registration

CRD #5683655 · CAMBRIDGE LEGACY ADVISORS, INC. · 16 years registered

Brand Profile

Not yet started

Career History

BLACK SWAN MANAGEMENT GROUP, INC.

Feb 2017 – present

OMEGAONE ADVISORS, INC.

Jan 2014 – Dec 2016

DALLAS, TX

OMEGAONE ADVISORS, INC.

Jul 2011 – Dec 2013

DALLAS, TX

ONYX WEALTH ADVISORS, INC.

Jun 2010 – Dec 2013

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 24, 2010

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ONYX WEALTH ADVISORS, INC.

CRD 119558 · SEC 801-64117

AUM

$122M

Regulatory assets under management

Employees

1,308 client accounts

Services offered by ONYX WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ONYX WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does James Bradley Carroll offer?

James Bradley Carroll specializes in Financial Planning, Investment Management. Contact their office in DALLAS, Texas for a consultation.

What are James Bradley Carroll's credentials?

James Bradley Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Bradley Carroll located?

James Bradley Carroll is based in DALLAS, Texas, working with CAMBRIDGE LEGACY ADVISORS, INC.. Their office serves clients in the DALLAS metropolitan area and surrounding communities.

How does James Bradley Carroll charge for services?

James Bradley Carroll's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAMBRIDGE LEGACY ADVISORS, INC.?

CAMBRIDGE LEGACY ADVISORS, INC. has approximately 3 employees and manages $122M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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