Unclaimed Profile

Dennis Joe Moore

QUEST CAPITAL MANAGEMENT, INC.·DALLAS, Texas

SIE, Series 7, Series 24, Series 66CFPClean record15 years registeredQUEST CAPITAL MANAGEMENT, INC.

8117 PRESTON ROAD, SUITE 700, DALLAS, TX 75225CRD# 4845675Firm CRD# 114690

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Joe Moore · DALLAS, TX

Registration

CRD #4845675 · QUEST CAPITAL MANAGEMENT, INC. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: QUEST CAPITAL MANAGEMENT, INC.

MERCER GLOBAL ADVISORS INC.

Nov 2021 – Feb 2023

Dallas, TX

QUEST CAPITAL MANAGEMENT, INC.

Mar 2011 – Mar 2022

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · March 9, 2011

Years registered · 15

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

QUEST CAPITAL MANAGEMENT LLC

CRD 114690 · SEC 801-60734

AUM

$1.2B

Regulatory assets under management

Employees

1,891 client accounts

Services offered by QUEST CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at QUEST CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Joe Moore offer?

Dennis Joe Moore specializes in Financial Planning, Investment Management.

What are Dennis Joe Moore's credentials?

Dennis Joe Moore holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Dennis Joe Moore located?

Dennis Joe Moore is based in DALLAS, Texas, last registered with QUEST CAPITAL MANAGEMENT, INC..

How does Dennis Joe Moore charge for services?

Dennis Joe Moore's firm is compensated through percentage of aum, subscription fees, commissions, other: third party adviser / manager fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is QUEST CAPITAL MANAGEMENT, INC.?

QUEST CAPITAL MANAGEMENT, INC. has approximately 24 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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