Unclaimed Profile

Claude Rufus Connelly

WFG ADVISORS, LP·DALLAS, Texas

SIE, Series 7, Series 24, Series 55, Series 6620 years registeredWFG ADVISORS, LP

2711 N HASKELL AVE, DALLAS, TX 75204CRD# 4501166Firm CRD# 125073

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Claude Rufus Connelly · DALLAS, TX

Registration

CRD #4501166 · WFG ADVISORS, LP · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WFG ADVISORS, LP

WFG ADVISORS, LP

Nov 2005 – Sep 2017

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 55

Series 66

Registration record

First registered · November 7, 2005

Years registered · 20

Disclosure History

2016Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WFG ADVISORS, LP

CRD 125073 · SEC 801-61945

AUM

$1.5B

Regulatory assets under management

Employees

156

8,500 client accounts

Services offered by WFG ADVISORS, LP

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at WFG ADVISORS, LP →

Introduction

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Frequently Asked Questions

What services does Claude Rufus Connelly offer?

Claude Rufus Connelly specializes in Financial Planning, Investment Management, Wealth Management.

What are Claude Rufus Connelly's credentials?

Claude Rufus Connelly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Claude Rufus Connelly located?

Claude Rufus Connelly is based in DALLAS, Texas, last registered with WFG ADVISORS, LP.

How does Claude Rufus Connelly charge for services?

Claude Rufus Connelly's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WFG ADVISORS, LP?

WFG ADVISORS, LP has approximately 156 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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