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Aaron Joseph Plautz

PRINCIPIA WEALTH ADVISORY, LLC·DALLAS, Texas
Series 7, Series 24, Series 66Clean record20 years registeredPRINCIPIA WEALTH ADVISORY, LLC
13355 NOEL RD. STE 1100, DALLAS, TX 75240CRD# 5035369Firm CRD# 152678

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Aaron Joseph Plautz · DALLAS, TX
Registration
CRD #5035369 · PRINCIPIA WEALTH ADVISORY, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

PRINCIPIA WEALTH ADVISORY, LLC
Mar 2010 – present
AXA ADVISORS, LLC
Oct 2005 – Jan 2010
DALLAS, TX
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 66
Registration record
First registered · October 6, 2005
Years registered · 20
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PRINCIPIA WEALTH ADVISORY, LLC
CRD 152678 · SEC 801-127042
AUM
$163M
Regulatory assets under management
Employees
5
634 client accounts
Services offered by PRINCIPIA WEALTH ADVISORY, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at PRINCIPIA WEALTH ADVISORY, LLC →
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05

Frequently Asked Questions

What services does Aaron Joseph Plautz offer?
Aaron Joseph Plautz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DALLAS, Texas for a consultation.
What are Aaron Joseph Plautz's credentials?
Aaron Joseph Plautz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Aaron Joseph Plautz located?
Aaron Joseph Plautz is based in DALLAS, Texas, working with PRINCIPIA WEALTH ADVISORY, LLC. Their office serves clients in the DALLAS metropolitan area and surrounding communities.
How does Aaron Joseph Plautz charge for services?
Aaron Joseph Plautz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PRINCIPIA WEALTH ADVISORY, LLC?
PRINCIPIA WEALTH ADVISORY, LLC has approximately 5 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Andrew W Winningham
DALLAS, TX

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