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Richard Alan Johnson

PROFOLIO CAPITAL MANAGEMENT LLC·BUDA, Texas
Series 65Clean record9 years registeredPROFOLIO CAPITAL MANAGEMENT LLC
311 LARKSPUR LANE, BUDA, TX 78610CRD# 6766946Firm CRD# 287708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Alan Johnson · BUDA, TX
Registration
CRD #6766946 · PROFOLIO CAPITAL MANAGEMENT LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: PROFOLIO CAPITAL MANAGEMENT LLC
PROFOLIO CAPITAL MANAGEMENT LLC
Mar 2017 – Nov 2017
BUDA, TX
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · March 24, 2017
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
PROFOLIO CAPITAL MANAGEMENT LLC
CRD 287708 · SEC 801-110158
AUM
—
Regulatory assets under management
Employees
1
Total firm employees
Services offered by PROFOLIO CAPITAL MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at PROFOLIO CAPITAL MANAGEMENT LLC →
Introduction

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05

Frequently Asked Questions

What services does Richard Alan Johnson offer?
Richard Alan Johnson specializes in Investment Management, Fee-Only Advisory.
What are Richard Alan Johnson's credentials?
Richard Alan Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Alan Johnson located?
Richard Alan Johnson is based in BUDA, Texas, last registered with PROFOLIO CAPITAL MANAGEMENT LLC.
How does Richard Alan Johnson charge for services?
Richard Alan Johnson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROFOLIO CAPITAL MANAGEMENT LLC?
PROFOLIO CAPITAL MANAGEMENT LLC has approximately 1 employees. The firm is registered with the SEC as an investment adviser.
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