Unclaimed Profile

William Robert Parrott

PARROTT WEALTH MANAGEMENT, LLC·AUSTIN, Texas

SIE, Series 3, Series 7, Series 8, Series 31, Series 63, Series 6530 years registeredPARROTT WEALTH MANAGEMENT, LLC

6500 RIVER PLACE BLVD, AUSTIN, TX 78730CRD# 1941751Firm CRD# 277121

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Robert Parrott · AUSTIN, TX

Registration

CRD #1941751 · PARROTT WEALTH MANAGEMENT, LLC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PARROTT WEALTH MANAGEMENT, LLC

THE RETIREMENT PLANNING GROUP, LLC

Sep 2024 – Nov 2025

COLORADO SPRINGS, CO

PARROTT WEALTH MANAGEMENT, LLC

Sep 2015 – Sep 2024

COLORADO SPRINGS, CO

CHARLES SCHWAB & CO., INC.

Apr 2008 – Oct 2015

AUSTIN, TX

WACHOVIA SECURITIES, LLC

Jan 2008 – Apr 2008

AUSTIN, TX

A. G. EDWARDS & SONS, INC.

Aug 2006 – Jan 2008

AUSTIN, TX

MORGAN STANLEY

Nov 1995 – Aug 2006

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 31

Series 63

Series 65

Registration record

First registered · November 2, 1995

Years registered · 30

Disclosure History

2000Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PARROTT WEALTH MANAGEMENT, LLC

CRD 277121 · SEC 801-121390

AUM

$184M

Regulatory assets under management

Employees

506 client accounts

Services offered by PARROTT WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PARROTT WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does William Robert Parrott offer?

William Robert Parrott specializes in Financial Planning, Investment Management, Wealth Management.

What are William Robert Parrott's credentials?

William Robert Parrott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Robert Parrott located?

William Robert Parrott is based in AUSTIN, Texas, last registered with PARROTT WEALTH MANAGEMENT, LLC.

How does William Robert Parrott charge for services?

William Robert Parrott's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PARROTT WEALTH MANAGEMENT, LLC?

PARROTT WEALTH MANAGEMENT, LLC has approximately 3 employees and manages $184M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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