Unclaimed Profile

Travis Jordan Penfield

49 WEALTH MANAGEMENT, LLC·AUSTIN, Texas

SIE, Series 7, Series 24, Series 66, Series 99TO13 years registered49 WEALTH MANAGEMENT, LLC

916 S CAPITAL OF TEXAS HIGHWAY, AUSTIN, TX 78746CRD# 6104530Firm CRD# 319484

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Travis Jordan Penfield · AUSTIN, TX

Registration

CRD #6104530 · 49 WEALTH MANAGEMENT, LLC · 13 years registered

Brand Profile

Not yet started

Career History

818 FAMILY OFFICE, LLC

Nov 2025 – present

ALONGSIDE, LLC

May 2025 – present

49 FINANCIAL

Jan 2023 – present

THRIVENT ADVISOR NETWORK, LLC

Jun 2020 – Dec 2022

Austin, TX

PKS ADVISORY SERVICES, LLC

Jan 2020 – Jul 2020

ALBANY, NY

PKS ADVISORY SERVICES, LLC

Nov 2019 – Nov 2019

ALBANY, NY

AXA ADVISORS, LLC

Nov 2012 – Nov 2019

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · November 16, 2012

Years registered · 13

Disclosure History

2019Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

49 WEALTH MANAGEMENT, LLC

CRD 319484 · SEC 801-123687

AUM

$566M

Regulatory assets under management

Employees

103

3,364 client accounts

Services offered by 49 WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at 49 WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Travis Jordan Penfield offer?

Travis Jordan Penfield specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.

What are Travis Jordan Penfield's credentials?

Travis Jordan Penfield is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Travis Jordan Penfield located?

Travis Jordan Penfield is based in AUSTIN, Texas, working with 49 WEALTH MANAGEMENT, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Travis Jordan Penfield charge for services?

Travis Jordan Penfield's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is 49 WEALTH MANAGEMENT, LLC?

49 WEALTH MANAGEMENT, LLC has approximately 103 employees and manages $566M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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