AdvisorOS Directory
Claim Profile
SS

Stephen Garrett Smith

KESTRA INVESTMENT MANAGEMENT, LLC.·AUSTIN, Texas
Unclaimed Profile
5707 SOUTHWEST PARKWAY, BUILDING 2, STE 400, AUSTIN, TX 78735CRD# 4222732Firm CRD# 317711
01

About

Stephen Garrett Smith is a registered financial advisor based in AUSTIN, Texas, affiliated with KESTRA INVESTMENT MANAGEMENT, LLC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Wealth Management
Fee-Only Advisory
Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
KESTRA INVESTMENT MANAGEMENT, LLC.
KESTRA INVESTMENT MANAGEMENT, LLC.
AUM
$1.5B
Regulatory assets under management
Employees
14
Total firm employees
View all advisors at KESTRA INVESTMENT MANAGEMENT, LLC. →
Services
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 4222732
Firm CRD# 317711
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in AUSTIN?

Browse all registered financial advisors in AUSTIN, Texas or claim this profile if it's yours.

Browse AUSTIN AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Stephen Garrett Smith offer?
Stephen Garrett Smith specializes in Wealth Management, Fee-Only Advisory. Contact their office in AUSTIN, Texas for a consultation.
What are Stephen Garrett Smith's credentials?
Stephen Garrett Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Garrett Smith located?
Stephen Garrett Smith is based in AUSTIN, Texas, working with KESTRA INVESTMENT MANAGEMENT, LLC.. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Stephen Garrett Smith charge for services?
Stephen Garrett Smith's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KESTRA INVESTMENT MANAGEMENT, LLC.?
KESTRA INVESTMENT MANAGEMENT, LLC. has approximately 14 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at KESTRA INVESTMENT MANAGEMENT, LLC.

Jacob Michael Beach
AUSTIN, TX
John Arthur Barragan
AUSTIN, TX
Kara Marie Murphy
AUSTIN, TX

More Advisors in AUSTIN, Texas

Charles M Preston
HARRIS PRESTON & PARTNERS, LLC·AUSTIN, TX
Shelley Boyd Mcafee
HARRIS PRESTON & PARTNERS, LLC·AUSTIN, TX
Melissa Kasper
HARRIS PRESTON & PARTNERS, LLC·AUSTIN, TX
Adam B. Reinking
REDBUD ADVISORS LLC·AUSTIN, TX
Louis Farrell Crane
ENERGY OPPORTUNITIES CAPITAL MANAGEMENT, LLC·AUSTIN, TX
Robert Stirling Phipps
PER STIRLING CAPITAL MANAGEMENT, LLC·AUSTIN, TX

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)SAN ANTONIO (420)FORT WORTH (349)PLANO (172)THE WOODLANDS (128)IRVING (93)ADDISON (70)SOUTHLAKE (68)FRISCO (55)
City Guides
DALLAS GuideHOUSTON GuideSAN ANTONIO GuideFORT WORTH GuidePLANO Guide
Research
Advisor Fees in TexasNational Fee Analysis
Request removal of this profile