AdvisorOS Directory
Claim Profile
SJ

Simon Patrick James

EC MANAGEMENT SERVICES, LLC·AUSTIN, Texas
Unclaimed Profile
6300 BRIDGEPOINT PARKWAY, AUSTIN, TX 78730CRD# 6015139Firm CRD# 159891
01

About

Simon Patrick James is a registered financial advisor based in AUSTIN, Texas, affiliated with EC MANAGEMENT SERVICES, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Fee-Only Advisory
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
EC MANAGEMENT SERVICES, LLC
EC MANAGEMENT SERVICES, LLC
AUM
$264M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at EC MANAGEMENT SERVICES, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 6015139
Firm CRD# 159891
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in AUSTIN?

Browse all registered financial advisors in AUSTIN, Texas or claim this profile if it's yours.

Browse AUSTIN AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Simon Patrick James offer?
Simon Patrick James specializes in Retirement Planning, Fee-Only Advisory. Contact their office in AUSTIN, Texas for a consultation.
What are Simon Patrick James's credentials?
Simon Patrick James is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Simon Patrick James located?
Simon Patrick James is based in AUSTIN, Texas, working with EC MANAGEMENT SERVICES, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Simon Patrick James charge for services?
Simon Patrick James's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EC MANAGEMENT SERVICES, LLC?
EC MANAGEMENT SERVICES, LLC is a registered investment adviser with the SEC, managing $264M in regulatory assets under management. See their Form ADV for full details.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in AUSTIN
Elizabeth Erin Coker — BAG SECURITIES, L.L.C.Christopher Reid Manning — GREENBELT CAPITAL MANAGEMENT L.P.John Paul Cunningham — ACRISURE CAPITAL MANAGEMENT LLCDaniel Jonathan Young — OLD HICKORY PARTNERS MANAGEMENT, LPScott C. Kodak — JWKODAK CAPITAL MANAGEMENT LLC
Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)SAN ANTONIO (420)FORT WORTH (349)PLANO (172)
City Guides
DALLAS GuideHOUSTON GuideSAN ANTONIO GuideFORT WORTH GuidePLANO Guide
Research
Advisor Fees in TexasNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile