Unclaimed Profile

Samuel Ray Granett

NORTHVIEW ASSET MANAGEMENT, INC.·AUSTIN, Texas

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 72, Series 99TO18 years registeredNORTHVIEW ASSET MANAGEMENT, INC.

12912 HILL COUNTRY BLVD, AUSTIN, TX 78738CRD# 1576291Firm CRD# 109854

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Samuel Ray Granett · AUSTIN, TX

Registration

CRD #1576291 · NORTHVIEW ASSET MANAGEMENT, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NORTHVIEW ASSET MANAGEMENT, INC.

WORLD EQUITY GROUP, INC.

Mar 2014 – Jan 2016

Kerrville, TX

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC

Nov 2012 – Dec 2012

ORLANDO, FL

NORTHVIEW ASSET MANAGEMENT, LLC

Jul 2012 – Sep 2020

AUSTIN, TX

NORTHVIEW ASSET MANAGEMENT, INC.

Mar 2009 – Jul 2012

AUSTIN, TX

APS ASSET MANAGEMENT INC

Oct 2007 – Dec 2008

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 72

Series 99TO

Registration record

First registered · October 26, 2007

Years registered · 18

Disclosure History

1995Customer Dispute·Award / Judgment

1993Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NORTHVIEW ASSET MANAGEMENT, INC.

CRD 109854 · SEC 801-55760

AUM

$29M

Regulatory assets under management

Employees

1 client accounts

Services offered by NORTHVIEW ASSET MANAGEMENT, INC.

Per Form ADV

Selection of other advisers

View all advisors at NORTHVIEW ASSET MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Samuel Ray Granett offer?

Samuel Ray Granett specializes in Wealth Management, Fee-Only Advisory.

What are Samuel Ray Granett's credentials?

Samuel Ray Granett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Samuel Ray Granett located?

Samuel Ray Granett is based in AUSTIN, Texas, last registered with NORTHVIEW ASSET MANAGEMENT, INC..

How does Samuel Ray Granett charge for services?

Samuel Ray Granett's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHVIEW ASSET MANAGEMENT, INC.?

NORTHVIEW ASSET MANAGEMENT, INC. has approximately 1 employees and manages $29M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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