AdvisorOS Directory
Claim Profile
Unclaimed Profile
PC

Phillip Charles Caputo

DISRUPTIVE TECHNOLOGY ADVISERS LLC·AUSTIN, Texas
DISRUPTIVE TECHNOLOGY ADVISERS LLC
823 CONGRESS AVENUE, AUSTIN, TX 78701CRD# 7128428Firm CRD# 164828

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Phillip Charles Caputo · AUSTIN, TX
Registration
CRD #7128428 · DISRUPTIVE TECHNOLOGY ADVISERS LLC
Brand Profile
Not yet started
Disclosure history
4 disclosures on file · See FINRA BrokerCheck for full record
01

About

Phillip Charles Caputo is a registered financial advisor based in AUSTIN, Texas, affiliated with DISRUPTIVE TECHNOLOGY ADVISERS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

Speak with Phillip

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Phillip is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
DISRUPTIVE TECHNOLOGY ADVISERS LLC
DISRUPTIVE TECHNOLOGY ADVISERS LLC
AUM
$690M
Regulatory assets under management
Employees
19
Total firm employees
View all advisors at DISRUPTIVE TECHNOLOGY ADVISERS LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 7128428
Firm CRD# 164828
View on FINRA BrokerCheck →

Looking for a financial advisor in AUSTIN?

Browse all registered financial advisors in AUSTIN, Texas or claim this profile if it's yours.

Browse AUSTIN AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Phillip Charles Caputo offer?
Phillip Charles Caputo specializes in Retirement Planning. Contact their office in AUSTIN, Texas for a consultation.
What are Phillip Charles Caputo's credentials?
Phillip Charles Caputo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Phillip Charles Caputo located?
Phillip Charles Caputo is based in AUSTIN, Texas, working with DISRUPTIVE TECHNOLOGY ADVISERS LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Phillip Charles Caputo charge for services?
Phillip Charles Caputo's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DISRUPTIVE TECHNOLOGY ADVISERS LLC?
DISRUPTIVE TECHNOLOGY ADVISERS LLC has approximately 19 employees and manages $690M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at DISRUPTIVE TECHNOLOGY ADVISERS LLC

Christopher I Mates
AUSTIN, TX
Miles Joshua Edwards
AUSTIN, TX
Alexander Jackson Davis
AUSTIN, TX
Bruce Friedman
LOS ANGELES, CA
Daniel Buckley Beaney
BEVERLY HILLS, CA
Kenneth David Rickel
BEVERLY HILLS, CA

More Advisors in AUSTIN, Texas

Charles M Preston
HARRIS PRESTON & PARTNERS, LLC·AUSTIN, TX
Shelley Boyd Mcafee
HARRIS PRESTON & PARTNERS, LLC·AUSTIN, TX
Melissa Kasper
HARRIS PRESTON & PARTNERS, LLC·AUSTIN, TX
Adam B. Reinking
REDBUD ADVISORS LLC·AUSTIN, TX
Geoffrey Robert Norman
STAFFORD CAPITAL PARTNERS INC.·AUSTIN, TX
Juan A Marquez
COMUNIDAD FUND I MANAGER, LLC·AUSTIN, TX

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)SAN ANTONIO (420)FORT WORTH (349)PLANO (172)THE WOODLANDS (128)IRVING (93)ADDISON (70)SOUTHLAKE (68)FRISCO (55)
City Guides
DALLAS GuideHOUSTON GuideSAN ANTONIO GuideFORT WORTH GuidePLANO Guide
Research
Advisor Fees in TexasNational Fee Analysis
Request removal of this profile