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Nicholas Walter Harness

KESTRA ADVISORY SERVICES, LLC·AUSTIN, Texas
SIE, Series 99TOClean recordKESTRA ADVISORY SERVICES, LLC
5707 SOUTHWEST PARKWAY, AUSTIN, TX 78735CRD# 3226450Firm CRD# 283330

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas Walter Harness · AUSTIN, TX
Registration
CRD #3226450 · KESTRA ADVISORY SERVICES, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
KESTRA ADVISORY SERVICES, LLC
CRD 283330 · SEC 801-56126
AUM
$48.3B
Regulatory assets under management
Employees
1,266
140,425 client accounts
Services offered by KESTRA ADVISORY SERVICES, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at KESTRA ADVISORY SERVICES, LLC →
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Frequently Asked Questions

What services does Nicholas Walter Harness offer?
Nicholas Walter Harness specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.
What are Nicholas Walter Harness's credentials?
Nicholas Walter Harness is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas Walter Harness located?
Nicholas Walter Harness is based in AUSTIN, Texas, working with KESTRA ADVISORY SERVICES, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Nicholas Walter Harness charge for services?
Nicholas Walter Harness's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is KESTRA ADVISORY SERVICES, LLC?
KESTRA ADVISORY SERVICES, LLC has approximately 1266 employees and manages $48.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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