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Michelle Diana Ellis

LEGACY ONE FINANCIAL ADVISORS, LLC·AUSTIN, Texas
SIE, Series 7, Series 14, Series 24, Series 63, Series 99Clean recordLEGACY ONE FINANCIAL ADVISORS, LLC
8911 CAPITAL OF TEXAS HWY. N., BLDG. 3, STE. 3210, AUSTIN, TX 78759CRD# 4861485Firm CRD# 288199

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michelle Diana Ellis · AUSTIN, TX
Registration
CRD #4861485 · LEGACY ONE FINANCIAL ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 63
Series 99
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
U.S. CAPITAL WEALTH ADVISORS, LLC
CRD 288199 · SEC 801-110515
AUM
$6.8B
Regulatory assets under management
Employees
133
10,149 client accounts
Services offered by U.S. CAPITAL WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at U.S. CAPITAL WEALTH ADVISORS, LLC →
Introduction

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04

Frequently Asked Questions

What services does Michelle Diana Ellis offer?
Michelle Diana Ellis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.
What are Michelle Diana Ellis's credentials?
Michelle Diana Ellis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michelle Diana Ellis located?
Michelle Diana Ellis is based in AUSTIN, Texas, working with LEGACY ONE FINANCIAL ADVISORS, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.
How does Michelle Diana Ellis charge for services?
Michelle Diana Ellis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LEGACY ONE FINANCIAL ADVISORS, LLC?
LEGACY ONE FINANCIAL ADVISORS, LLC has approximately 133 employees and manages $6.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at LEGACY ONE FINANCIAL ADVISORS, LLC

Kevin William Lange
AUSTIN, TX
Elizabeth Courtney Bowling
HOUSTON, TX
Patrease Lamour Rogers
AUSTIN, TX
Jon Patrick Meyer
HOUSTON, TX

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Research
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