Unclaimed Profile

Joseph Ray Nixon

NIXON CAPITAL LLC·AUSTIN, Texas

Series 7, Series 63Clean record23 years registeredNIXON CAPITAL LLC

600 W 5TH ST, AUSTIN, TX 78701CRD# 873258Firm CRD# 148061

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Ray Nixon · AUSTIN, TX

Registration

CRD #873258 · NIXON CAPITAL LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NIXON CAPITAL LLC

BARROW, HANLEY, MEWHINNEY & STRAUSS, LLC

Jan 2003 – Jul 2019

DALLAS, TX

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 8, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NIXON CAPITAL LLC

CRD 148061 · SEC 801-121856

AUM

$256M

Regulatory assets under management

Employees

190 client accounts

Services offered by NIXON CAPITAL LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at NIXON CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Ray Nixon offer?

Joseph Ray Nixon specializes in Investment Management, Retirement Planning.

What are Joseph Ray Nixon's credentials?

Joseph Ray Nixon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Ray Nixon located?

Joseph Ray Nixon is based in AUSTIN, Texas, last registered with NIXON CAPITAL LLC.

How does Joseph Ray Nixon charge for services?

Joseph Ray Nixon's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NIXON CAPITAL LLC?

NIXON CAPITAL LLC has approximately 4 employees and manages $256M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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