Unclaimed Profile

John Joseph Pesce

TCG ADVISORY SERVICES, LLC·AUSTIN, Texas

Series 3, Series 6, Series 7, Series 24, Series 63, Series 65Clean record25 years registeredTCG ADVISORY SERVICES, LLC

900 S. CAPITAL OF TX HIGHWAY, AUSTIN, TX 78746CRD# 2384301Firm CRD# 307956

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Joseph Pesce · AUSTIN, TX

Registration

CRD #2384301 · TCG ADVISORY SERVICES, LLC · 25 years registered

Brand Profile

Not yet started

Career History

HUB INVESTMENT PARTNERS, LLC

Jan 2022 – present

TCG ADVISORS

Jul 2020 – Dec 2021

AUSTIN, TX

QA3 FINANCIAL LLC

Jul 2001 – Jun 2004

AUSTIN, TX

TCG ADVISORS, LP

Jul 2001 – Dec 2020

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

Series 3

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · July 10, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HUB INVESTMENT PARTNERS, LLC

CRD 307956 · SEC 801-118346

AUM

$7.3B

Regulatory assets under management

Employees

2,202 client accounts

Services offered by HUB INVESTMENT PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HUB INVESTMENT PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does John Joseph Pesce offer?

John Joseph Pesce specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in AUSTIN, Texas for a consultation.

What are John Joseph Pesce's credentials?

John Joseph Pesce is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Joseph Pesce located?

John Joseph Pesce is based in AUSTIN, Texas, working with TCG ADVISORY SERVICES, LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does John Joseph Pesce charge for services?

John Joseph Pesce's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TCG ADVISORY SERVICES, LLC?

TCG ADVISORY SERVICES, LLC has approximately 50 employees and manages $7.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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