Unclaimed Profile

James Franklin Beck

BECK CAPITAL MANAGEMENT LLC·AUSTIN, Texas

Series 6, Series 7, Series 63, Series 6520 years registeredBECK CAPITAL MANAGEMENT LLC

2009 S. CAPITAL OF TEXAS HWY., AUSTIN, TX 78746CRD# 1729263Firm CRD# 152705

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Franklin Beck · AUSTIN, TX

Registration

CRD #1729263 · BECK CAPITAL MANAGEMENT LLC · 20 years registered

Brand Profile

Not yet started

Career History

BECK CAPITAL MANAGEMENT LLC

Jan 2010 – present

PARTNERVEST ADVISORY SERVICES LLC

Aug 2006 – Mar 2010

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · August 2, 2006

Years registered · 20

Disclosure History

1978Criminal·Final Disposition

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BECK CAPITAL MANAGEMENT LLC

CRD 152705 · SEC 801-70977

AUM

$385M

Regulatory assets under management

Employees

970 client accounts

Services offered by BECK CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at BECK CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does James Franklin Beck offer?

James Franklin Beck specializes in Investment Management, Fee-Only Advisory. Contact their office in AUSTIN, Texas for a consultation.

What are James Franklin Beck's credentials?

James Franklin Beck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Franklin Beck located?

James Franklin Beck is based in AUSTIN, Texas, working with BECK CAPITAL MANAGEMENT LLC. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does James Franklin Beck charge for services?

James Franklin Beck's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BECK CAPITAL MANAGEMENT LLC?

BECK CAPITAL MANAGEMENT LLC has approximately 10 employees and manages $385M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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