Unclaimed Profile

Brooke Williams

HARRELL INVESTMENT PARTNERS, LLC·AUSTIN, Texas

SIE, Series 7, Series 9, Series 10, Series 63, Series 66Clean record18 years registeredHARRELL INVESTMENT PARTNERS, LLC

3814 MEDICAL PARKWAY, AUSTIN, TX 78756CRD# 5201056Firm CRD# 299166

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brooke Williams · AUSTIN, TX

Registration

CRD #5201056 · HARRELL INVESTMENT PARTNERS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARRELL INVESTMENT PARTNERS, LLC

RAYMOND JAMES & ASSOCIATES, INC.

Feb 2018 – Dec 2018

AUSTIN, TX

WELLS FARGO CLEARING SERVICES, LLC

May 2010 – Feb 2018

AUSTIN, TX

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Apr 2009 – May 2010

HATTIESBURG, MS

WACHOVIA SECURITIES, LLC

Jan 2008 – Apr 2009

HATTIESBURG, MS

A. G. EDWARDS & SONS, INC.

Sep 2007 – Jan 2008

HATTIESBURG, MS

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · September 4, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARRELL INVESTMENT PARTNERS, LLC

CRD 299166 · SEC 801-114354

AUM

$503M

Regulatory assets under management

Employees

712 client accounts

Services offered by HARRELL INVESTMENT PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HARRELL INVESTMENT PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Brooke Williams offer?

Brooke Williams specializes in Financial Planning, Investment Management.

What are Brooke Williams's credentials?

Brooke Williams is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brooke Williams located?

Brooke Williams is based in AUSTIN, Texas, last registered with HARRELL INVESTMENT PARTNERS, LLC.

How does Brooke Williams charge for services?

Brooke Williams's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARRELL INVESTMENT PARTNERS, LLC?

HARRELL INVESTMENT PARTNERS, LLC has approximately 6 employees and manages $503M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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