Unclaimed Profile

Barton Lake Couch

SPICEWOOD OAKS ADVISORS, INC.·AUSTIN, Texas

SIE, Series 6, Series 7, Series 24, Series 63, Series 65, Series 99TOCFP40 years registeredSPICEWOOD OAKS ADVISORS, INC.

4810 SPICEWOOD SPRINGS ROAD, AUSTIN, TX 78759CRD# 1406424Firm CRD# 140136

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Barton Lake Couch · AUSTIN, TX

Registration

CRD #1406424 · SPICEWOOD OAKS ADVISORS, INC. · 40 years registered

Brand Profile

Not yet started

Career History

PER STIRLING CAPITAL MANAGEMENT, LLC

Jan 2017 – present

COUCH HALLUM FINANCIAL GROUP

Sep 2008 – Mar 2017

AUSTIN, TX

SECURITIES AMERICA ADVISORS, INC.

Apr 2004 – Oct 2008

AUSTIN, TX

AMERIPRISE FINANCIAL SERVICES, INC.

Sep 1985 – Dec 2005

AUSTIN, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · September 18, 1985

Years registered · 40

Professional designation · CFP

Disclosure History

2012Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

SPICEWOOD OAKS ADVISORS, INC.

CRD 140136 · SEC 801-79348

AUM

$195M

Regulatory assets under management

Employees

825 client accounts

Services offered by SPICEWOOD OAKS ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPICEWOOD OAKS ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Barton Lake Couch offer?

Barton Lake Couch specializes in Financial Planning, Investment Management. Contact their office in AUSTIN, Texas for a consultation.

What are Barton Lake Couch's credentials?

Barton Lake Couch holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Barton Lake Couch located?

Barton Lake Couch is based in AUSTIN, Texas, working with SPICEWOOD OAKS ADVISORS, INC.. Their office serves clients in the AUSTIN metropolitan area and surrounding communities.

How does Barton Lake Couch charge for services?

Barton Lake Couch's firm is compensated through percentage of aum, hourly charges, subscription fees, other: solicitor/referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPICEWOOD OAKS ADVISORS, INC.?

SPICEWOOD OAKS ADVISORS, INC. has approximately 5 employees and manages $195M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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