Unclaimed Profile

Thomas Howard Payne

TRINITY FIDUCIARY PARTNERS, LLC·ARLINGTON, Texas

SIE, Series 7, Series 6624 years registeredTRINITY FIDUCIARY PARTNERS, LLC

200 N. MESQUITE STREET, ARLINGTON, TX 76011CRD# 4177697Firm CRD# 133873

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Howard Payne · ARLINGTON, TX

Registration

CRD #4177697 · TRINITY FIDUCIARY PARTNERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

ENCOMPASS ADVISORY SERVICES, LLC

Jul 2024 – present

PROSPERITAS WEALTH MANAGEMENT LLC

Feb 2021 – Dec 2024

FORTH WORTH, TX

TRINITY FIDUCIARY PARTNERS, LLC

Dec 2015 – Jan 2021

ARLINGTON, TX

INVESTORS CAPITAL ADVISORY

Feb 2010 – Dec 2015

CLAYTON, CA

COMMONWEALTH FINANCIAL NETWORK

Nov 2004 – Feb 2010

CONCORD, CA

METLIFE SECURITIES INC.

Apr 2002 – Nov 2004

LAFAYETTE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 5, 2002

Years registered · 24

Disclosure History

2021Regulatory·Final

2019Financial·Final

2018Judgment / Lien

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRINITY INVESTMENT MANAGEMENT, LLC

CRD 133873 · SEC 801-67457

AUM

$115M

Regulatory assets under management

Employees

82 client accounts

Services offered by TRINITY INVESTMENT MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRINITY INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Howard Payne offer?

Thomas Howard Payne specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ARLINGTON, Texas for a consultation.

What are Thomas Howard Payne's credentials?

Thomas Howard Payne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Howard Payne located?

Thomas Howard Payne is based in ARLINGTON, Texas, working with TRINITY FIDUCIARY PARTNERS, LLC. Their office serves clients in the ARLINGTON metropolitan area and surrounding communities.

How does Thomas Howard Payne charge for services?

Thomas Howard Payne's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRINITY FIDUCIARY PARTNERS, LLC?

TRINITY FIDUCIARY PARTNERS, LLC has approximately 6 employees and manages $115M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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