Unclaimed Profile

Robert Siegmund Rothe

WEALTH MANAGEMENT GROUP, LLC·ALLEN, Texas

SIE, Series 7, Series 63CFPClean record32 years registeredWEALTH MANAGEMENT GROUP, LLC

700 CENTRAL EXPRESSWAY SOUTH, ALLEN, TX 75013CRD# 874849Firm CRD# 158077

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Siegmund Rothe · ALLEN, TX

Registration

CRD #874849 · WEALTH MANAGEMENT GROUP, LLC · 32 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WEALTH MANAGEMENT GROUP, LLC

SOUTHPORT CAPITAL

Feb 2021 – Oct 2021

Allen, TX

WEALTH MANAGEMENT GROUP, LLC

Aug 2011 – May 2021

ALLEN, TX

FORTUNE FINANCIAL SERVICES, LLC

May 1994 – Dec 2011

DALLAS, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · May 25, 1994

Years registered · 32

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WEALTH MANAGEMENT GROUP, LLC

CRD 158077 · SEC 801-78334

AUM

$172M

Regulatory assets under management

Employees

778 client accounts

Services offered by WEALTH MANAGEMENT GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTH MANAGEMENT GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Siegmund Rothe offer?

Robert Siegmund Rothe specializes in Financial Planning, Investment Management.

What are Robert Siegmund Rothe's credentials?

Robert Siegmund Rothe holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert Siegmund Rothe located?

Robert Siegmund Rothe is based in ALLEN, Texas, last registered with WEALTH MANAGEMENT GROUP, LLC.

How does Robert Siegmund Rothe charge for services?

Robert Siegmund Rothe's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTH MANAGEMENT GROUP, LLC?

WEALTH MANAGEMENT GROUP, LLC has approximately 4 employees and manages $172M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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