Unclaimed Profile

David R Faulkner

SPECTRUM ADVISORS, INC.·ADDISON, Texas

SPECTRUM ADVISORS, INC.

15301 SPECTRUM DRIVE, ADDISON, TX 75001CRD# 4490886Firm CRD# 114805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David R Faulkner · ADDISON, TX

Registration

CRD #4490886 · SPECTRUM ADVISORS, INC.

Brand Profile

Not yet started

Disclosure history

1 disclosure on file · See FINRA BrokerCheck for full record

About

David R Faulkner is a registered financial advisor based in ADDISON, Texas, affiliated with SPECTRUM ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

SPECTRUM ADVISORS, INC.

AUM

$127M

Regulatory assets under management

Employees

Total firm employees

View all advisors at SPECTRUM ADVISORS, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4490886

Firm CRD# 114805

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does David R Faulkner offer?

David R Faulkner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ADDISON, Texas for a consultation.

What are David R Faulkner's credentials?

David R Faulkner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David R Faulkner located?

David R Faulkner is based in ADDISON, Texas, working with SPECTRUM ADVISORS, INC.. Their office serves clients in the ADDISON metropolitan area and surrounding communities.

How does David R Faulkner charge for services?

David R Faulkner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPECTRUM ADVISORS, INC.?

SPECTRUM ADVISORS, INC. has approximately 7 employees and manages $127M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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