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David R Faulkner

SPECTRUM ADVISORS, INC.·ADDISON, Texas
Unclaimed Profile
15301 SPECTRUM DRIVE, ADDISON, TX 75001CRD# 4490886Firm CRD# 114805
01

About

David R Faulkner is a registered financial advisor based in ADDISON, Texas, affiliated with SPECTRUM ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
SPECTRUM ADVISORS, INC.
SPECTRUM ADVISORS, INC.
AUM
$127M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at SPECTRUM ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4490886
Firm CRD# 114805
1 disclosure on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David R Faulkner offer?
David R Faulkner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ADDISON, Texas for a consultation.
What are David R Faulkner's credentials?
David R Faulkner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David R Faulkner located?
David R Faulkner is based in ADDISON, Texas, working with SPECTRUM ADVISORS, INC.. Their office serves clients in the ADDISON metropolitan area and surrounding communities.
How does David R Faulkner charge for services?
David R Faulkner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPECTRUM ADVISORS, INC.?
SPECTRUM ADVISORS, INC. has approximately 7 employees and manages $127M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Texas
DALLAS (2230)HOUSTON (1842)AUSTIN (1128)SAN ANTONIO (420)FORT WORTH (349)
City Guides
DALLAS GuideHOUSTON GuideAUSTIN GuideSAN ANTONIO GuideFORT WORTH Guide
Research
Advisor Fees in TexasNational Fee Analysis
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