Unclaimed Profile

David Landon Carter

CARTER ASSET MANAGEMENT, INC.·ABILENE, Texas

Series 65Clean record20 years registeredCARTER ASSET MANAGEMENT, INC.

242 BEECH STREET, ABILENE, TX 79601CRD# 2856165Firm CRD# 116480

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Landon Carter · ABILENE, TX

Registration

CRD #2856165 · CARTER ASSET MANAGEMENT, INC. · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARTER ASSET MANAGEMENT, INC.

WILLIAM MADISON ADVISORS, INC.

Jun 2018 – Dec 2023

ABILENE, TX

CARTER ASSET MANAGEMENT, INC.

Apr 2010 – Jul 2018

ABILENE, TX

CARTER ASSET MANAGEMENT, INC.

Feb 2009 – Dec 2009

ABILENE, TX

CARTER ASSET MANAGEMENT, INC.

Mar 2006 – Dec 2008

ABILENE, TX

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 31, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARTER ASSET MANAGEMENT, INC.

CRD 116480 · SEC 801-60724

AUM

$290M

Regulatory assets under management

Employees

500 client accounts

Services offered by CARTER ASSET MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARTER ASSET MANAGEMENT, INC. →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ABILENE?

Browse all registered financial advisors in ABILENE, Texas or claim this profile if it's yours.

Browse ABILENE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Landon Carter offer?

David Landon Carter specializes in Financial Planning, Investment Management, Wealth Management.

What are David Landon Carter's credentials?

David Landon Carter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Landon Carter located?

David Landon Carter is based in ABILENE, Texas, last registered with CARTER ASSET MANAGEMENT, INC..

How does David Landon Carter charge for services?

David Landon Carter's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARTER ASSET MANAGEMENT, INC.?

CARTER ASSET MANAGEMENT, INC. has approximately 8 employees and manages $290M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →