Unclaimed Profile

Wesley Spaulding Brown

COGENTBLUE WEALTH ADVISORS, LLC·KNOXVILLE, Tennessee

Series 7, Series 31, Series 66Clean record18 years registeredCOGENTBLUE WEALTH ADVISORS, LLC

4533 PAPERMILL DRIVE, KNOXVILLE, TN 37909CRD# 5422855Firm CRD# 312899

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Wesley Spaulding Brown · KNOXVILLE, TN

Registration

CRD #5422855 · COGENTBLUE WEALTH ADVISORS, LLC · 18 years registered

Brand Profile

Not yet started

Career History

COGENTBLUE

Mar 2021 – present

WEALTHCARE ADVISORY PARTNERS LLC

Feb 2019 – Nov 2021

Knoxville, TN

RATHER & KITTRELL, INC.

Dec 2014 – Jan 2019

KNOXVILLE, TN

ASSET PLANNING CORPORATION

Aug 2009 – Oct 2014

KNOXVILLE, TN

MORGAN STANLEY & CO. INCORPORATED

Jan 2008 – Mar 2009

PORTSMOUTH, NH

WADDELL & REED, INC.

Nov 2007 – Dec 2007

PORTSMOUTH, NH

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · November 7, 2007

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COGENTBLUE WEALTH ADVISORS, LLC

CRD 312899 · SEC 801-125745

AUM

$626M

Regulatory assets under management

Employees

394 client accounts

Services offered by COGENTBLUE WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COGENTBLUE WEALTH ADVISORS, LLC →

Introduction

Speak with Wesley

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Wesley is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in KNOXVILLE?

Browse all registered financial advisors in KNOXVILLE, Tennessee or claim this profile if it's yours.

Browse KNOXVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Wesley Spaulding Brown offer?

Wesley Spaulding Brown specializes in Financial Planning, Investment Management. Contact their office in KNOXVILLE, Tennessee for a consultation.

What are Wesley Spaulding Brown's credentials?

Wesley Spaulding Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Wesley Spaulding Brown located?

Wesley Spaulding Brown is based in KNOXVILLE, Tennessee, working with COGENTBLUE WEALTH ADVISORS, LLC. Their office serves clients in the KNOXVILLE metropolitan area and surrounding communities.

How does Wesley Spaulding Brown charge for services?

Wesley Spaulding Brown's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COGENTBLUE WEALTH ADVISORS, LLC?

COGENTBLUE WEALTH ADVISORS, LLC has approximately 4 employees and manages $626M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →