Unclaimed Profile

Paul Kemp Fain

ASSET PLANNING CORPORATION·KNOXVILLE, Tennessee

Series 7, Series 24, Series 63Clean record22 years registeredASSET PLANNING CORPORATION

234 S. PETERS RD., KNOXVILLE, TN 37923CRD# 1790210Firm CRD# 7890

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Kemp Fain · KNOXVILLE, TN

Registration

CRD #1790210 · ASSET PLANNING CORPORATION · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASSET PLANNING CORPORATION

APC FINANCIAL PLANNING

Apr 2004 – Jan 2026

KNOXVILLE, TN

ASSET PLANNING CORPORATION

Apr 2004 – Jan 2005

KNOXVILLE, TN

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Registration record

First registered · April 1, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASSET PLANNING CORPORATION

CRD 7890 · SEC 801-11448

AUM

$372M

Regulatory assets under management

Employees

899 client accounts

Services offered by ASSET PLANNING CORPORATION

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASSET PLANNING CORPORATION →

Introduction

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Frequently Asked Questions

What services does Paul Kemp Fain offer?

Paul Kemp Fain specializes in Financial Planning, Investment Management, Wealth Management.

What are Paul Kemp Fain's credentials?

Paul Kemp Fain is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Kemp Fain located?

Paul Kemp Fain is based in KNOXVILLE, Tennessee, last registered with ASSET PLANNING CORPORATION.

How does Paul Kemp Fain charge for services?

Paul Kemp Fain's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSET PLANNING CORPORATION?

ASSET PLANNING CORPORATION has approximately 8 employees and manages $372M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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