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David Walter Johnson

BIG SIOUX FINANCIAL, INC.·WATERTOWN, South Dakota
Clean recordBIG SIOUX FINANCIAL, INC.
1401 4TH ST NE, WATERTOWN, SD 57201CRD# 4095565Firm CRD# 299593

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Walter Johnson · WATERTOWN, SD
Registration
CRD #4095565 · BIG SIOUX FINANCIAL, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

David Walter Johnson is a registered financial advisor based in WATERTOWN, South Dakota, affiliated with BIG SIOUX FINANCIAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
BIG SIOUX FINANCIAL, INC.
BIG SIOUX WEALTH MANAGEMENT
AUM
$188M
Regulatory assets under management
Employees
3
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4095565
Firm CRD# 299593
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Walter Johnson offer?
David Walter Johnson specializes in Financial Planning, Investment Management. Contact their office in WATERTOWN, South Dakota for a consultation.
What are David Walter Johnson's credentials?
David Walter Johnson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Walter Johnson located?
David Walter Johnson is based in WATERTOWN, South Dakota, working with BIG SIOUX FINANCIAL, INC.. Their office serves clients in the WATERTOWN metropolitan area and surrounding communities.
How does David Walter Johnson charge for services?
David Walter Johnson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BIG SIOUX FINANCIAL, INC.?
BIG SIOUX FINANCIAL, INC. has approximately 3 employees and manages $188M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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