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Michael Anthony Duch

SCHWAN FINANCIAL ADVISORS, LLC·ABERDEEN, South Dakota
SIE, Series 7, Series 24, Series 63, Series 6525 years registeredSCHWAN FINANCIAL ADVISORS, LLC
320 - 6TH AVENUE SE, ABERDEEN, SD 57401CRD# 2276302Firm CRD# 127313

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Anthony Duch · ABERDEEN, SD
Registration
CRD #2276302 · SCHWAN FINANCIAL ADVISORS, LLC · 25 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: SCHWAN FINANCIAL ADVISORS, LLC
SCHWAN FINANCIAL ADVISORS, LLC
Jul 2004 – Apr 2020
ABERDEEN, SD
LEGACY BUILDERS ADVISORS, LLC
Oct 2000 – May 2004
ABERDEEN, SD
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · October 13, 2000
Years registered · 25
03

Disclosure History

2016Regulatory·Final
2015Regulatory·Final
2004Customer Dispute·Settled
2001Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SCHWAN FINANCIAL ADVISORS, LLC
CRD 127313 · SEC 801-68527
AUM
$51M
Regulatory assets under management
Employees
11
386 client accounts
Services offered by SCHWAN FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SCHWAN FINANCIAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Michael Anthony Duch offer?
Michael Anthony Duch specializes in Financial Planning, Investment Management, Wealth Management.
What are Michael Anthony Duch's credentials?
Michael Anthony Duch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Anthony Duch located?
Michael Anthony Duch is based in ABERDEEN, South Dakota, last registered with SCHWAN FINANCIAL ADVISORS, LLC.
How does Michael Anthony Duch charge for services?
Michael Anthony Duch's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SCHWAN FINANCIAL ADVISORS, LLC?
SCHWAN FINANCIAL ADVISORS, LLC has approximately 11 employees and manages $51M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SCHWAN FINANCIAL ADVISORS, LLC

Sarathi Giridhar
ABERDEEN, SD
CFP
John Paul Schwan
ABERDEEN, SD

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in South Dakota
SIOUX FALLS (23)RAPID CITY (5)WATERTOWN (4)MITCHELL (3)BRANDON (0)BROOKINGS (0)
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Research
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